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Tenth Circuit Orders Tribal Exhaustion in Sac and Fox Suit against Financial Planners
8 Jun 2016, 6:48 am by Matthew L.M. Fletcher
Here are the materials in United Planners Financial Services of America LP v. [read post]
Turtle Talk - http://turtletalk.wordpress.com/
FINRA Sanctions United Planners for Unsuitable GPB Sales  
20 Jun 2022, 8:18 am by The White Law Group
FINRA Censures and Fines United Planners for Unsuitable GPB Funds Sales   According to The Financial Industry Regulatory Authority (FINRA) on June 17, the regulator censured and fined United Planners’ Financial Services of America $40,000 and ordered the firm to pay partial restitution of $37,125, plus interest. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Advisor Dexter Thomas Accused of Engaging in Client Loans and Unapproved Securities
24 Nov 2018, 10:08 am by Staff Attorney
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) former advisor Dexter Thomas (Thomas), formerly associated with United Planners Financial Services of America LP (United Planners) in Dallas, Texas has been accused by his former firm over unapproved securities and making client loans. [read post]
Securities Lawyers Blog - http://www.securitieslawyersblog.com/
GPB Holdings II LP “Ponzi-Like Scheme” – Recovery for Investors
21 Apr 2021, 9:37 am by The White Law Group
VANDERBILT SECURITIES, LLC WESTPARK CAPITAL, INC UNITED PLANNERS’ FINANCIAL SERVICES OF AMERICA DAVID A. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Atlas Energy Oil and Gas Investments: Risks Investors Should Know Part II
17 Dec 2014, 8:10 am by Adam Weinstein
United Planners’ Financial Services of America Whitehall-Parker Securities, Inc. [read post]
Securities Lawyers Blog - http://www.securitieslawyersblog.com/
FINRA Suspends Registered Individuals in October 2018 for Violations of FINRA Rules
26 Oct 2018, 7:27 am by Silver Law Group
Morgan Securities LLC   Bustamante Family Legacy LLC   Daniel Flores   Woodbury Financial Services, Inc   Princor Financial Services Corporation   Jose Giraldo   Merrill Lynch, Pierce, Fenner & Smith Inc   David Lerner Associates, Inc   Joshua Krize   Wells Fargo Clearing Services, LLC   Country Capital Management Company   Francine Lanaia   Windsor Street Capital, LP   Meyers… [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Broker-Dealers Who Sold GPB Investments
5 Mar 2019, 10:03 am by ccollins
Triad Advisors, LLC Uhlmann Price Securities, LLC United Planners’ Financial Services of America, LP Vanderbilt Securities, LLC Vestech Securities, Inc. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/